PEBBLE VALLEY WEALTH MANAGEMENT
PRIVACY POLICY
Pebble Valley Wealth Management values you and is committed to protecting your privacy. During the course of our engagement, you
will be asked to share personal information with Pebble Valley Wealth Management. It is our policy to respect the privacy of current and
former clients and to protect personal information entrusted to us. This policy describes the steps we have taken to safeguard your
information and what client information we may share with others.

You do not have to contact us to benefit from our privacy protections; they apply automatically to both current and former clients.

Information We Collect and Maintain
Pebble Valley Wealth Management collects and maintains personal information to provide investment advice, manage and service your
accounts, such as home address, telephone number, e-mail address, date of birth, marital status, age, social security number,
financial account numbers and balances.

In addition, we collect and maintain information to service your account, such as, trade tickets and account statements.

Finally, we collect and maintain information provided to us by a third party with respect to your account, such as, trade confirmations.

You can be assured that,

  • We do not sell customer information to third parties.
  • We do not share customer information with outside parties who may wish to market their products to you.

Information We Disclose

Pebble Valley Wealth Management does not disclose Non-public Personal Information (“NPI”) about you or your accounts(s) to anyone
unless one of the following conditions is met:

  • Firm receives your prior written consent;
  • Firm believes the recipient is your authorized representative;
  • Firm discloses your NPI as necessary to effect or process a transaction in any account, or to maintain or service your account(s);
  • Firm is required by law to disclose information to the recipient.

In all such situations, we stress the confidential nature of information being shared.
We may share your personal information with:

  • Non-affiliated companies that provide processing, account maintenance and related services in connection with your
    investments and other transactions handled by us; and
  • Non-affiliated companies and government agencies only to the extent permitted or required by law, for legal, regulatory or other
    purposes (for example, for tax purposes or for reporting suspicious transactions).

How We Protect Personal Information

Pebble Valley Wealth Management maintains the confidentiality, security and integrity of your Non-public Personal Information by:

  • Restricting access to your NPI to those employees with a legitimate need for the information; and
  • Maintaining physical electronic and procedural safeguards that meet or exceed federal and industry standards governing how
    NPI should be stored.

Pebble Valley Wealth Management will provide its customers with its privacy policy annually or whenever the policy is amended.

In addition to Pebble Valley Wealth Management’s privacy policy, please review the privacy policies of the third party custodians.